Expert Radar
Ms. Karen Steighner
Master of Business Administration, University of Colorado Denver
Ms. Karen Steighner has more than 38 years in the securities industry and 26 years of experience in regulatory compliance. She earned her BA in communication and her MBA both from the University of Colorado. She is registered in FINRA Series 7, 24, 27, 63, 65, 79, and 99. She is active in her field as a speaker, exhibitor, and member of the National Society of Compliance Professionals and as a member of the Association of Anti-Money Laundering Specialists. Formerly she has held roles in the field as a broker-dealer, general securities principal, supervisor, and chief compliance officer. She is currently the president and CEO of a compliance advising firm in CO.
k*********@c*****.com
(303) ***-****
Denver, Colorado
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Litigation Analytics
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Education
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University of Colorado Denver | Master of Business Administration |
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