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Securities and Trading Expert Witness
Securities and Trading Expert Witness
Principal, Morgan Stanley and Co., Inc.
Bachelor of Arts (BA), Saint Lawrence University
(***)***-****
Vermont
Comprehensive expert on expert witnesses: Access detailed litigation history and performance metrics.
Expert Qualifications
This highly-qualified securities expert has over 30 years of experience in equity securities and trading. He earned his BA from Saint Lawrence University and holds the Series 7, 9, 10, 24, 55, 63, & 99 licenses. He has held a number of distinguished roles, including the head of global equity sales at ABN AMRO, the CEO and COO of Harborside Securities, and the head of equities at Fidelity Capital Market Services. He has supervised and managed large and diverse sales and trading operations, and has a deep understanding of market structure, electronic trading, and alternative trading systems. Prior to his current position as the managing partner of a securities consulting firm, this expert served as both the chief operating officer and the chief compliance officer for Open Door Securities.
Fee Data
$750/hr
Review Fee
$850/hr
Deposition Fee
Court Fee
Disclaimer - These hourly rates reflect the most recent fees we have on record for this expert. Please note that these fees are subject to change, and we recommend verifying the current rates before engaging the expert.
Litigation History
Case Reviews
Testimonies
Depositions
Work History
Status | Job Title/Role | Department/Division | Organization |
|---|---|---|---|
Current | Founder | — | Financial tech consultancy in NJ |
Former | Head | Equities | ION Markets |
Former | General Manager | — | Fidessa Corporation |
Former | Chief Compliance Officer | — | Open Door Securities |
Former | Chief Operating Officer | — | Open Door Securities |
Former | Business Consultant | — | State Street Global Markets |
Former | Senior Vice President | — | Fidelity Trading Ventures |
Former | Head | Equities | Fidelity Capital Market Services |
Former | Senior Managing Director | — | Bear Stearns and Company |
Former | CEO and COO | — | Harborside Securities |
Former | Head | Global Equity Sales | ABN AMRO, Inc. |
Former | Senior Managing Director | — | ABN AMRO, Inc. |
Former | Principal | — | Morgan Stanley and Co., Inc. |
Education
Degree | Institution | Major |
|---|---|---|
Bachelor of Arts (BA) | Saint Lawrence University | English Literature |
Licenses & Certifications
Name | Issuing Organization | State |
|---|---|---|
FINRA MQP Security | — | — |
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