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Securities & FINRA Expert Witness
Securities & FINRA Expert Witness
Managing Director, Duval Asset Management
Bachelor of Science (BS), Florida Southern College
(***)***-****
Maine
Comprehensive expert on expert witnesses: Access detailed litigation history and performance metrics.
Expert Qualifications
This highly qualified expert is a licensed FINRA arbitrator with years of experience in trusts, treasuries and financial planning. He received his BS degree from Florida Southern College and completed his training in securities at FINRA, Wharton and the New York Institute of Finance. He is a former branch manager at Merrill Lynch and the former manager of the New York City District Professional Resource Center, which is comprised of over 40 specialists serving 700+ brokers and clients. He has reviewed 1000+ daily trade blotters and has been involved in dozens of employment situations.
Fee Data
$400/hr
Review Fee
Deposition Fee
Court Fee
Disclaimer - These hourly rates reflect the most recent fees we have on record for this expert. Please note that these fees are subject to change, and we recommend verifying the current rates before engaging the expert.
Litigation History
300
Case Reviews
71
Testimonies
5
Depositions
Work History
Status | Job Title/Role | Department/Division | Organization |
|---|---|---|---|
Former | Resident Manager & Broker | — | Merrill Lynch |
Former | Manager | — | New York City District Professional Resource Center |
Former | Managing Director | — | Duval Asset Management |
Training
Training Type | Specialty | Institution |
|---|---|---|
Training | Securities | FINRA, Wharton & New York Institute of Finance |
Education
Degree | Institution | Major |
|---|---|---|
Bachelor of Science (BS) | Florida Southern College | — |
Licenses & Certifications
Name | Issuing Organization | State |
|---|---|---|
FINRA arbitrator | — | — |
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