Hedge Fund, Business & Financial | E-007933
This expert has over 20 years of experience in advising asset managers of all sizes and complexities across fund and investment adviser formation, securities, corporate, regulatory, fund marketing, fund operations, investor due diligence, compliance and best practices front to back office infrastructure including legal negotiations and operational set up with various trading counter-parties and service providers such as fund administrators, prime brokers. He received his B.S. and Master's Degrees at Pace University in addition to a J.D. from Quinnipiac University. His extensive experience in fund management includes working at both Nikko Alternative Asset Management and CooperNeff Advisors where he was part of the executive business management team and Chief Legal Officer with roles and responsibilities across multi-strategy platforms and the due diligence of managers and related service providers. He also co-founded Anchor Risk Advisors, a hedge fund trading in catastrophic weather linked fixed income instruments, where he managed enterprise matters including funds and managed accounts. He currently serves as Managing Partner for a legal and business development consulting firm for asset management firms.
Location: Pennsylvania
B.S., Pace University
M.S., Pace University
J.D., Quinnipiac University School of Law
Member, New York Securities Regulation Committee
Member, Connecticut Hedge Fund Association
Member, Mid Atlantic Hedge Fund Association
Former, U.S. General Counsel and Executive, CooperNeff Advisors
Former, Strategic Advisor,Chief Legal and Business Executive, Nikko Alternative Asset Management
Former, Founding Partner of Institutional Hedge Fund, Anchor Risk Advisors, LP
Present, Managing Partner, consulting firm to alternative investing managers