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Financial Services Regulatory Compliance Expert Witness
Financial Services Regulatory Compliance Expert Witness
Financial Institutions Examiner, California Department of Financial Institutions
Graduate, American Banker Association Graduate School
(***)***-****
California
Comprehensive expert on expert witnesses: Access detailed litigation history and performance metrics.
Expert Qualifications
This expert has over 10 years of experience in risk management and regulatory compliance in the financial services industry, with a focus on identifying compliance issues and implementing solutions to mitigate risk. In his work with the CFPB, he identified millions of dollars in remediation for consumers. Formerly, he worked in consumer protection roles with the Consumer Financial Protection Bureau and the California Department of Financial Institutions, as well as in compliance and risk management roles at San Diego County Credit Union and Union Bank. Currently, he is a compliance advisor with a national financial services group and is based in California.
Fee Data
$350/hr
Review Fee
$400/hr
Deposition Fee
Court Fee
Disclaimer - These hourly rates reflect the most recent fees we have on record for this expert. Please note that these fees are subject to change, and we recommend verifying the current rates before engaging the expert.
Litigation History
Case Reviews
Testimonies
Depositions
Work History
Status | Job Title/Role | Department/Division | Organization |
|---|---|---|---|
Current | Compliance Advisor | — | A National Financial Services Group |
Former | Senior Risk Analyst | — | Union Bank |
Former | Compliance Officer | — | San Diego County Credit Union |
Former | Compliance Examiner | — | Consumer Financial Protection Bureau |
Former | Financial Institutions Examiner | — | California Department of Financial Institutions |
Education
Degree | Institution | Major |
|---|---|---|
Graduate | American Banker Association Graduate School | Compliance Risk Management |
Master of Business Administration (MBA) | Morehead State University | — |
Bachelor of Science (BS) | California State University San Marcos | Business Administration |
Licenses & Certifications
Name | Issuing Organization | State |
|---|---|---|
Operations Examiner | Education Foundation of State Bank Supervisors | — |
Consumer Protection Examiner | Consumer Financial Protection Bureau | — |
Related Experts
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