Financial Services Regulatory Compliance Expert Witness
Financial Services Regulatory Compliance | E-608192
Expert Qualifications
This expert has over 10 years of experience in risk management and regulatory compliance in the financial services industry, with a focus on identifying compliance issues and implementing solutions to mitigate risk. In his work with the CFPB, he identified millions of dollars in remediation for consumers. Formerly, he worked in consumer protection roles with the Consumer Financial Protection Bureau and the California Department of Financial Institutions, as well as in compliance and risk management roles at San Diego County Credit Union and Union Bank. Currently, he is a compliance advisor with a national financial services group and is based in California.
Bio Snapshot
Location: CA
BS, Business Administration, California State University San Marcos
MBA, Morehead State University
Graduate, American Banker Association Graduate School of Compliance Risk Management
Certified, Operations Examiner, Education Foundation of State Bank Supervisors
Licensed, Consumer Protection Examiner, Consumer Financial Protection Bureau
Former, Financial Institutions Examiner, California Department of Financial Institutions
Former, Compliance Examiner, Consumer Financial Protection Bureau
Former, Compliance Officer, San Diego County Credit Union
Former, Senior Risk Analyst, Union Bank
Current, Compliance Advisor, a national financial services group
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