Financial Services and Insurance Expert Witness
Financial Services and Insurance | E-009210
Expert Qualifications
This expert has over 30 years of experiences with securities, investments, and insurance at the financial advisor, supervisory, and managing principal level. He has his producer's license in life, accident, and health insurance, is a certified financial planner, a chartered financial consultant, and a chartered life underwriter. He is also a member of numerous prestigious organizations in the insurance and financial services fields. This expert is is a former agency manager at John Hancock Financial Services, former managing principal at Waddell and Reed and a former Adjunct Professor in the department of finance at the University of Connecticut. He is currently an adjunct professor in financial management at a top university and the founder/consultant at a securities, insurance, and financial services expert witness and litigation consulting firm.
Bio Snapshot
Location: New Hampshire
BS, Southern Connecticut State University
FINRA Live Arbitrator Training
FINRA Arbitrator Expungement Training
FINRA Basic Arbitrator Training
Licensed, FINRA (NASD) Series 6
Licensed, FINRA (NASD) Series 7
Licensed, FINRA (NASD) Series 63
Licensed, FINRA (NASD) Series 65
Licensed, FINRA (NASD) Series 26
Licensed, FINRA (NASD) Series 24
Producer's License; Life, Accident,, and Health Insurance, Variable Life Insurance, and Variable Annuities
Certified Financial Planner
Chartered Financial Consultant
Chartered Life Underwriter
President, Greater New Haven National Association of Insurance and Financial Advisors
National Delegate, National Association of Insurance and Financial Advisors
Former, Agency Manager, John Hancock Financial Services
Former, Adjunct Professor, Department of Finance, University of Connecticut
Former, Managing Principal, Waddell & Reed
Current, Adjunct Professor in Financial Management at a top university
Current, Founder/Consultant at a Securities Expert Witness and Litigation Firm
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