Expert Search
Finance and Securities Expert Witness
Finance and Securities Expert Witness
Administrative Assistant, Merrill Lynch & Co.
Master of Arts (MA), New School for Social Research
(***)***-****
New York
Comprehensive expert on expert witnesses: Access detailed litigation history and performance metrics.
Expert Qualifications
This highly-qualified expert has 25 years of experience in the field of finance and securities. He received his BA in economics and philosophy from Elon College before earning his MA in economics from the New School for Social Research, where he also completed PhD-level coursework. This expert is a FINRA/Wharton certified regulatory and compliance professional and FINRA arbitrator, and holds a Series 65 securities license. He is active in his field as a member of the Securities Industry and Financial Markets Association. He has formerly as an administrative assistant, financial consultant, and vice president of Merrill Lynch & Co., as well as the managing member of both Duval Asset Management and Heterodox Capital Partners. Currently, this expert is the CEO and CIO of an investment advisory firm in New York, as well as the managing partner of a securities litigation consultancy.
Fee Data
$600/hr
Review Fee
$600/hr
Deposition Fee
$600/hr
Court Fee
Disclaimer - These hourly rates reflect the most recent fees we have on record for this expert. Please note that these fees are subject to change, and we recommend verifying the current rates before engaging the expert.
Litigation History
350
Case Reviews
50
Testimonies
7
Depositions
Work History
Status | Job Title/Role | Department/Division | Organization |
|---|---|---|---|
Current | CEO & CIO | — | An Investment Advisory Firm in NY |
Current | Managing Partner | — | A Securities Litigation Consultancy in NY |
Former | Managing Member | — | Heterodox Capital Partners |
Former | Managing Member | — | Duval Asset Management |
Former | Vice President | — | Merrill Lynch & Co. |
Former | Financial Consultant | — | Merrill Lynch & Co. |
Former | Administrative Assistant | — | Merrill Lynch & Co. |
Education
Degree | Institution | Major |
|---|---|---|
Master of Arts (MA) | New School for Social Research | Economics |
Bachelor of Arts (BA) | Elon College | Philosophy & Economics |
Licenses & Certifications
Name | Issuing Organization | State |
|---|---|---|
Regulatory & Compliance Professional | FINRA/Wharton | — |
FINRA Arbitrator | — | — |
Series 65 | — | — |
Memberships
Position | Membership Organization |
|---|---|
Member | Securities Industry and Financial Markets Association |
Related Experts
Send a message to this Finance and Securities Expert Witness Expert Witness