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Asset Management Expert Witness
Vice President, Donaldson Lufkin and Jenrette
Master of Business Administration (MBA), Harvard University
(***)***-****
Illinois
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This expert has over 30 years of experience in asset management. He earned his BS in industrial and operations engineering from the University of Michigan before earning his MBA from Harvard University. He is licensed by the National Futures Association in national commodity futures and is a member of the National Futures Association Hearing Committee. Throughout his career, he has held multiple distinguished leadership roles. He was the vice president of investment banking for Donaldson, Lufkin, and Jenrette, and the vice president of Commercial Union Capital Corporation. While working for ABN AMRO Bank N.V., he rose from the head of financial engineering to the role of president and CEO of ABN AMRO. He was a founder and managing partner of Mumford Capital Partners, an equity partner of 2100 Xenon Group, and a partner of Emerging Edge Group. Currently, this expert serves as the chief financial officer, chief compliance officer, and secretary to the board of a registered investment advisor based in Illinois.
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Status | Job Title/Role | Department/Division | Organization |
---|---|---|---|
Current | Chief Compliance Officer | — | A registered investment advisor in IL |
Current | Chief Financial Officer | — | A registered investment advisor in IL |
Current | Secretary to the Board | — | A registered investment advisor in IL |
Former | Partner | — | Emerging Edge Group |
Former | Global Head | Marketing & Client Services | 2001 Xenon Group |
Former | Equity Partner | — | 2100 Xenon Group |
Former | Founder & Managing Partner | — | Mumford Capital Partners |
Former | President & CEO | — | ABN AMRO Inc. |
Former | Managing Director | — | Bank of America/Continental Bank |
Former | Vice President | — | Commercial Union Capital Corporation |
Former | Vice President | Investment Banking | Donaldson Lufkin and Jenrette |
Degree | Institution | Major |
---|---|---|
Master of Business Administration (MBA) | Harvard University | — |
Bachelor of Science (BS) | University of Michigan | Industrial & Operations Engineering |
Position | Membership Organization |
---|---|
Member | National Futures Association Hearing Committee |
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