Securities Expert Witnesses in Vermont
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Securities and Trading Expert Witness
Vermont
This highly-qualified securities expert has over 30 years of experience in equity securities and trading. He earned his BA from Saint Lawrence University and holds the Series 7, 9, 10, 24, 55, 63, & 99 licenses. He has held a number of distinguished roles, including the head of global equity sales at ABN AMRO, the CEO and COO of Harborside Securities, and the head of equities at Fidelity Capital...
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Securities Expert Witness FAQs
A securities expert witness is a professional with extensive knowledge and experience in the field of securities, including stocks, bonds, and other financial instruments. They provide testimony in legal cases involving these matters.
Securities expert witnesses are often used in cases involving insider trading, fraud, regulatory compliance, investment strategies, and disputes between brokers and investors.
Securities experts can specialize in various areas such as equity trading, derivatives, risk management, corporate finance, investment banking, and financial regulation.
A securities expert can analyze trading patterns, evaluate financial data, and use their knowledge of market practices to provide insight on whether manipulation occurred.
Yes. An expert in securities can provide valuable insights into IPO processes, valuation methods, disclosure requirements, and potential violations of securities laws.
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