Securities Expert Witnesses in North Carolina
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Securities Experts in North Carolina
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Mortgage-Backed Securities & Residential Mortgages Expert Witness
This economics Ph.D. has a broad financial background spanning mortgage-backed securities, asset-backed securities, and structured products. After earning his master's and doctorate from the University of Florida, he became a tenured Associate Professor at the University of South Carolina. The expert eventually began a successful career in finance and served in several senior positions, including as global head of MBS research at two major investment banks, CS First Boston and UBS. He also worked in two senior trading roles focused on whole loans and securities, managing portfolios upwards of $90 billion in those positions. More recently, he was the Product Manager for an MBS and ABS valuation and risk analytics consulting firm. The expert recently started his own business as an independent consultant. In this capacity he has served as an expert witness in cases involving FINRA, the SEC, and the U.S. District Court.
Founder and Principal, Private Residential Whole Loans and RMBS Consulting Business
Doctor of Philosophy (PhD), University of Florida
Raleigh,
North Carolina
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FAQs for Securities Expert Witnesses
What is a securities expert witness?
A securities expert witness is a professional with extensive knowledge and experience in the field of securities, including stocks, bonds, and other financial instruments. They provide testimony in legal cases involving these matters.
In what types of cases can a securities expert witness be beneficial?
Securities expert witnesses are often used in cases involving insider trading, fraud, regulatory compliance, investment strategies, and disputes between brokers and investors.
What specific areas of expertise can a securities expert witness have?
Securities experts can specialize in various areas such as equity trading, derivatives, risk management, corporate finance, investment banking, and financial regulation.
How can a securities expert witness help in a case involving stock market manipulation?
A securities expert can analyze trading patterns, evaluate financial data, and use their knowledge of market practices to provide insight on whether manipulation occurred.
Can a securities expert witness assist in cases related to Initial Public Offerings (IPOs)?
Yes. An expert in securities can provide valuable insights into IPO processes, valuation methods, disclosure requirements, and potential violations of securities laws.
How does Expert Institute select its Securities expert witnesses?
Expert Institute offers a personalized approach to help you find the highest quality experts. We source actively-practicing professionals who match all your requirements for specialty areas, work experience, litigation history, fee range, certifications, location, and more.