Securities Expert Witnesses in Minnesota
View our Expert Witness DirectoryFind an expert witness near you
FINRA / Securities Litigation Consultant Expert Witness
Minnesota
This expert is the President and Chief Compliance Officer of a Registered Investment Advisory firm that he established in the 1980s. His credentials are numerous including being an Accredited Investment Fiduciary (AIF), Certified Fraud Examiner (CFE), Life Underwriter Training Council Fellow (LUTCF), and recognized by the Minnesota Supreme Court as a Qualified Neutral under Minnesota Rule 114 of...
Specialties:
Securities Expert Witness FAQs
A securities expert witness is a professional with extensive knowledge and experience in the field of securities, including stocks, bonds, and other financial instruments. They provide testimony in legal cases involving these matters.
Securities expert witnesses are often used in cases involving insider trading, fraud, regulatory compliance, investment strategies, and disputes between brokers and investors.
Securities experts can specialize in various areas such as equity trading, derivatives, risk management, corporate finance, investment banking, and financial regulation.
A securities expert can analyze trading patterns, evaluate financial data, and use their knowledge of market practices to provide insight on whether manipulation occurred.
Yes. An expert in securities can provide valuable insights into IPO processes, valuation methods, disclosure requirements, and potential violations of securities laws.
Expert Institute offers a personalized approach to help you find the highest quality experts. We source actively-practicing professionals who match all your requirements for specialty areas, work experience, litigation history, fee range, certifications, location, and more.