Securities Expert Witnesses in Maine
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Securities & FINRA Expert Witness
This highly qualified expert is a licensed FINRA arbitrator with years of experience in trusts, treasuries and financial planning. He received his BS degree from Florida Southern College and completed his training in securities at FINRA, Wharton and the New York Institute of Finance. He is a former branch manager at Merrill Lynch and the former manager of the New York City District Professional Resource Center, which is comprised of over 40 specialists serving 700+ brokers and clients. He has reviewed 1000+ daily trade blotters and has been involved in dozens of employment situations.
Resident Manager & Broker, Merrill Lynch
Bachelor of Science (BS), Florida Southern College
Manchester,
Maine
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FAQs for Securities Expert Witnesses
What is a securities expert witness?
A securities expert witness is a professional with extensive knowledge and experience in the field of securities, including stocks, bonds, and other financial instruments. They provide testimony in legal cases involving these matters.
In what types of cases can a securities expert witness be beneficial?
Securities expert witnesses are often used in cases involving insider trading, fraud, regulatory compliance, investment strategies, and disputes between brokers and investors.
What specific areas of expertise can a securities expert witness have?
Securities experts can specialize in various areas such as equity trading, derivatives, risk management, corporate finance, investment banking, and financial regulation.
How can a securities expert witness help in a case involving stock market manipulation?
A securities expert can analyze trading patterns, evaluate financial data, and use their knowledge of market practices to provide insight on whether manipulation occurred.
Can a securities expert witness assist in cases related to Initial Public Offerings (IPOs)?
Yes. An expert in securities can provide valuable insights into IPO processes, valuation methods, disclosure requirements, and potential violations of securities laws.
How does Expert Institute select its Securities expert witnesses?
Expert Institute offers a personalized approach to help you find the highest quality experts. We source actively-practicing professionals who match all your requirements for specialty areas, work experience, litigation history, fee range, certifications, location, and more.