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View our Expert Witness DirectoryThis highly-qualified expert has extensive experience in the finance industry, with his work focusing on ERISA, fiduciary duty, FINRA and suitability, retirement plans, financial technology, and wealth management. He earned his BS in economics with concentrations in international business and money, banking, and finance from the State University of New York at Fredonia. He is a chartered retirement planning coordinator and has previously held Series 7, 31, 63, and 65 licenses. He is active in his field as a frequently published author of finance articles. He has formerly served as a private banker at Bank Leumi USA, the director of the institutional brokerage group at Fidelity Investments/NFS, the vice president of personal financial services at Chase Bank, a financial advisor for global private clients for Merrill Lynch, vice president for JP Morgan Securities, and the vice president of Clark Dodge Asset Management. Currently, this expert serves as the managing member and project manager for a fiduciary consulting firm in New York.
Managing Member & Project Manager, A Fiduciary Consulting Firm in NY
Bachelor of Science (BS), State University of New York at Fredonia
New York,
New York
This expert has demonstrated experience in the fields of economics, telecommunications, and estate planning. He earned both his BA in management and business and his MA in economics from North Carolina State University. He is a certified estate advisor and a registered financial consultant. Additionally, this expert holds licenses for life, health, and accident insurance, long term care insurance, and Medigap supplemental insurance. He is active in his field as a member of several organizations including the International Association of Registered Financial Consultants and the National Association of Financial and Estate Planners. He previously served as a supervising field engineer for General Telephone Corporation, a staff engineer for Concord Telephone Company, the director of marketing and strategic planning for Tel-Amco, an investment broker for A.G. Edwards & Sons, general manager for GVNW, and executive director of marketing for Madison River Communications. For over 20 years, this expert has served as the president of a marketing and telecommunications consultancy in North Carolina.
President, A marketing and telecommunications consultancy in NC
Master of Arts (MA), North Carolina State University
Oakboro,
North Carolina
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FAQs for Retirement Plan Expert Witnesses
What is the role of a retirement plan expert witness?
A retirement plan expert witness provides specialized knowledge in court cases involving retirement plans. They can clarify complex issues, provide analysis on plan management, and testify on fiduciary duties.
In what types of cases might I need a retirement plan expert witness?
You may need a retirement plan expert witness for cases involving alleged mismanagement of funds, breach of fiduciary duty, disputes over benefits, or ERISA violations.
What subspecialties exist within the field of retirement plan expertise?
Subspecialties include 401(k) plans, pension plans, profit-sharing plans, defined benefit plans, and ERISA compliance among others.
How can a retirement plan expert witness assist in a case involving ERISA violations?
An expert can analyze plan documents, assess fiduciary conduct, evaluate investment strategies, and provide testimony on whether ERISA standards were met or violated.
Why is it important to hire an expert witness with specific experience in retirement plans?
Retirement plans involve complex regulations and financial principles. An expert with specific experience can effectively explain these complexities and provide credible testimony in court.
How does Expert Institute select its Retirement Plan expert witnesses?
Expert Institute offers a personalized approach to help you find the highest quality experts. We source actively-practicing professionals who match all your requirements for specialty areas, work experience, litigation history, fee range, certifications, location, and more.