Investment Adviser Expert Witnesses in New York

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Investment adviser expert witnesses practice in a variety of fields, including financial planning, securities trading, portfolio management, risk assessment, and retirement planning. Some of the most common specialties for these expert witnesses also include fiduciary duty, asset allocation, investment strategy, and compliance with financial regulations. They have provided opinions on the effects of market volatility, investment fraud, suitability of investments, breach of fiduciary duty, and regulatory compliance issues.

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Mergers & Acquisitions and Bankruptcy & Insolvency Expert WitnessView profile

E-091175

Mergers & Acquisitions and Bankruptcy & Insolvency Expert Witness

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New York

Education: AB, Economics, Lafayette College; M.S., Accountancy, NYU Stern; A.P.C., Investment Management, NYU Stern Professional certifications: CPA; Chartered Financial Analyst (CFA); AICPA-Accredited, Business Valuation (ABV); AICPA-Certified in Financial Forensics (CFF); Certified Fraud Examiner (CFE): Certified Management Accountant (CMA); Certified Insolvency & Restructuring Advisor...

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Investment Adviser Expert Witness FAQs

An investment adviser expert witness provides insight and testimony in legal cases involving financial matters, such as securities fraud, portfolio management, and fiduciary duties.

They are crucial in cases involving financial disputes, securities litigation, broker misconduct, asset allocation, and investment strategy evaluations.

Subspecialties include retirement planning, wealth management, risk assessment, hedge funds, mutual funds, and tax planning.

The expert can assess whether the adviser acted in the best interest of the client, adhered to industry standards, and properly disclosed all relevant information.

Understanding SEC regulations is vital as they set the standards for investment practices. Violations can lead to severe penalties and form the basis of many legal disputes.

Expert Institute offers a personalized approach to help you find the highest quality experts. We source actively-practicing professionals who match all your requirements for specialty areas, work experience, litigation history, fee range, certifications, location, and more.

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