FINRA Expert Witnesses in South Carolina
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Retail Financial Services Expert Witness
South Carolina
This highly qualified expert is a senior executive and investment professional with 30 years of experience in his field. After earning his BA in finance from the University of Notre Dame, he went on to complete his MBA in international management at the University of Texas at Dallas. He is a chartered financial analyst and is certified in FINRA Series 7, 24, 53, 63 and 65. This expert has served...
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FINRA Expert Witness FAQs
A FINRA expert witness is a professional with extensive knowledge and experience in the Financial Industry Regulatory Authority's rules and regulations. They provide testimony in legal cases involving securities and financial disputes.
A FINRA expert witness handles cases related to securities fraud, broker misconduct, investment disputes, regulatory compliance, and other financial industry-related issues.
A FINRA expert witness can analyze complex financial data, assess compliance with FINRA regulations, provide insight on industry standards, and offer credible testimony to support your case.
Yes, some FINRA experts specialize in areas like securities arbitration, broker-dealer regulation, investment suitability, or market manipulation among others.
Securities arbitration is a complex process with its own set of rules. An expert with specific experience can provide valuable insights and strengthen your position in such cases.
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