Financial Expert Witnesses in Vermont
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Securities & Trading Expert Witness
This highly-qualified securities expert has over 30 years of experience in equity securities and trading. He earned his BA from Saint Lawrence University and holds the Series 7, 9, 10, 24, 55, 63, & 99 licenses. He has held a number of distinguished roles, including the head of global equity sales at ABN AMRO, the CEO and COO of Harborside Securities, and the head of equities at Fidelity Capital Market Services. He has supervised and managed large and diverse sales and trading operations, and has a deep understanding of market structure, electronic trading, and alternative trading systems. Prior to his current position as the managing partner of a securities consulting firm, this expert served as both the chief operating officer and the chief compliance officer for Open Door Securities.
Founder, Financial tech consultancy in NJ
Bachelor of Arts (BA), Saint Lawrence University
Vermont
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FAQs for Financial Expert Witnesses
What is the role of a financial expert witness in legal proceedings?
A financial expert witness provides specialized knowledge and insights on complex financial matters, helping courts understand intricate details related to finance, accounting, or economics.
What types of cases can a financial expert witness assist with?
Financial expert witnesses can assist with a wide range of cases including fraud investigations, business valuations, bankruptcy proceedings, tax disputes, and securities litigation.
Can a financial expert witness help in divorce proceedings?
Yes. In divorce cases, a financial expert witness can provide crucial insights into asset valuation and division, alimony calculations, and child support considerations.
Are there subspecialties within the field of financial expert witnessing?
Yes. Subspecialties may include forensic accounting, economic analysis, investment advising, insolvency consulting, and more depending on the case's specific needs.
How does a financial expert witness contribute to securities litigation?
In securities litigation, they analyze complex financial data to assess compliance with regulations, evaluate damages, and provide clear explanations of complicated financial concepts.
How does Expert Institute select its Financial expert witnesses?
Expert Institute offers a personalized approach to help you find the highest quality experts. We source actively-practicing professionals who match all your requirements for specialty areas, work experience, litigation history, fee range, certifications, location, and more.