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Compliance Experts in California
See more Compliance Expert WitnessesThis expert has over 10 years of experience in risk management and regulatory compliance in the financial services industry, with a focus on identifying compliance issues and implementing solutions to mitigate risk. In his work with the CFPB, he identified millions of dollars in remediation for consumers. Formerly, he worked in consumer protection roles with the Consumer Financial Protection Bureau and the California Department of Financial Institutions, as well as in compliance and risk management roles at San Diego County Credit Union and Union Bank. Currently, he is a compliance advisor with a national financial services group and is based in California.
Compliance Advisor, A National Financial Services Group
Graduate, American Banker Association Graduate School
San Marcos,
California
This expert is a senior-level investment manager with extensive experience in long/short equity investing. He is an expert in hedge fund strategies, securities selection, portfolio management and other investment-related issues. He has provided consulting, investment research and expert witness services to investment funds and law firms since 2004. He earned his masters in business administration from Harvard Business School and is currently a Senior Investment Consultant at a private financial investment consultancy.
Senior Investment Consultant, A Private Financial and Investment Firm
Master of Business Administration (MBA), Harvard Business School
Petaluma,
California
This expert is licensed as a Civil Engineer and a Land Surveyor in both California and Arizona, and he has worked throughout Southern California. Having earned his degrees in engineering and business from California State University at Northridge, he previously served as the Director of Engineering and Surveying at multiple engineering firms, including the Haaland Group and Crosby Mead Benton. A member of the California Land Surveyors Association and the American Public Works Association, he is currently the Principal of a multi-disciplined firm in California.
Principal, A land surveying firm in southern California
Master of Business Administration (MBA), California State University, Northridge
West Hills,
California
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FAQs for Compliance Expert Witnesses
What is the role of a compliance expert witness in legal proceedings?
A compliance expert witness provides insight into industry standards, regulations, and best practices. They can testify on whether a party has adhered to these standards or violated them.
In what types of cases might I need a compliance expert witness?
Compliance expert witnesses are often needed in cases involving regulatory violations, corporate governance issues, financial disputes, healthcare compliance, and more.
Can a compliance expert witness help with cases related to data privacy and cybersecurity?
Yes, many compliance experts specialize in areas like data privacy and cybersecurity. They can provide valuable insights into whether proper protocols were followed.
What qualifications should I look for in a compliance expert witness?
Look for an expert with extensive experience in the relevant industry, knowledge of applicable laws and regulations, and ideally prior experience as an expert witness.
Are there subspecialties within the field of compliance that an expert witness may focus on?
Yes, compliance is a broad field with many subspecialties such as healthcare compliance, financial services compliance, environmental regulation compliance, etc.
How does Expert Institute select its Compliance expert witnesses?
Expert Institute offers a personalized approach to help you find the highest quality experts. We source actively-practicing professionals who match all your requirements for specialty areas, work experience, litigation history, fee range, certifications, location, and more.